consultants, the SEC suspended {B}'s securities investment consultant approval status for two months while suspended {C} and {D} for one month each. The sanctions were effective from March 11, 2014.Vasant
further legal proceedings. SEC Deputy Secretary-General Vasant Thienhom said: ?The SEC urges investors to carefully check whether the persons who solicit investment in securities or derivatives are
requirements to avoid possible disputes or frauds committed upon their assets, said SEC Deputy Secretary-General Vasant Thienhom. Failure to keep complete and correct records of clients? orders are deemed non
accounts of investor contacts is not only inadvisable but also illegitimate, said SEC Deputy Secretary-General Vasant Thienhom.
Secretary-General Vasant Thienhom. Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed
Company Limited, (7) Tong Hua Media Lab Company Limited, (8) Mr. Somnuk Kyavatanakij, (9) Mr. Sophon Waraporn, (10) Mr. Vasant Chawla, (11) Mr. Shubhodeep Prasanta Das, (12) Mr. Prayoon Asakan, (13) Miss
months without suspension. Vasant Thienhom, SEC Deputy Secretary-General said, ?Listed companies? financial information are very important for investor?s ability to make investment decision. Hence, the law
regularly, said SEC Deputy Secretary-General Vasant Thienhom.
, those who take undue benefits by virtue of their position or collude with offenders, said SEC Deputy Secretary-General Vasant Thienhom.
as he made repayment for all damages to the injured person and the Court already had a verdict on the case. Vasant Thienhom, SEC Deputy Secretary-General said that ?The SEC, as the capital market