license or approval properly. The SEC lists of licensed and approved persons are available at www.sec.or.th and SEC Check First application. Also, the Investor Alert List of entities operating business

records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC

case, investors should check the records of transaction confirmation regularly to make sure that they are properly issued by the securities companies in charge. In case of suspicious incidents

to invest via Line application or any other social media platforms to be cautious and make investments only with properly licensed intermediaries. Investors can check the list of licensed or registered

justice.  SEC strongly advises persons who are interested in securities investment to be cautious and shall deal in investments only with properly licensed intermediaries. Investors can check whether the

take comments from all parties into consideration and revise the regulations more properly.” SEC will present the public hearing’s results to the Capital Market Supervisory

and reliable details of business plans, products, platforms or working team. The SEC therefore strongly urges the interested public to become fully aware of the related risks, and contact properly

strongly advised to be careful with such manner of solicitation above and verify the existence of the solicited shares or examine if the offering in question has been properly filed with the SEC before

regard to any claim of high return of investment, and check whether the solicitor has obtained a license or approval properly. Public fundraising through securities offering needs prior approval while in

Bangkok, April 8, 2011 - The SEC is proposing revision to regulations on investment of provident funds (PVDs) to allow fund members to diversify their investment properly and to support PVDs with