deems appropriate, a management company shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the representative as designated by the
shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the representative as designated by the management company. 11 Chapter 3 Power of the
Organization of Securities Commissions (IOSCO) and has already signed as a signatory A of the Multilateral Memorandum of Understanding concerning Consultation and Cooperation and the Exchange of Information
International Organization of Securities Commissions (IOSCO) and has already signed as a signatory A of the Multilateral Memorandum of Understanding concerning Consultation and Cooperation and the Exchange of
Silpa School on the topic, “Financial Literacy for New Generations.” The session aimed to enhance students’ understanding of the SEC’s roles, financial planning, goal setting, and strategies to protect
the student development and excellence promotion 2024 project, aiming to equip students with knowledge and understanding of investment and enable them to make suitable investment decisions based on
." The lecture aimed to enhance understanding of the importance of ESG, corporate governance for sustainability, and the role of the capital market in national development, delivered to the attendance of
Director of the Intermediaries Policy Department, and Mr. Niruch Liwsirivongse, Senior Officer of the Capital Market Education Department. The lecture aimed to enhance the understanding of financial planning
a lecture for 40 participating students of King Mongkut's University of Technology Thonburi (KMUTT) to enhance their understanding of financial planning, saving, and investment disciplines. These