unit; for instance, to monitor development of new regulations, work as knowledge center for all employees, inspect or review compliance of business operations, prepare operational inspection plan and

's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

excellent period to understand that saving is a basic skill in life.” SEC booth will consist of a variety of activities that would teach kids how to spend and save their money, via the game “A Need or A

aimed to help listed companies understand the principles of integrating the Sustainable Development Goals (SDGs). Attendees learned to measure and manage sustainability impacts based on the Impact

business operators to understand and acknowledge all information, both personal and non-personal, they hold, and utilize it for their maximum benefits in line with such act. These suggestions will also

of securities to prevent excessive burdens on debt issuers;    (3)  Revising regulations to be clearer, concise and easy to understand.  The consultation paper is available at https://www.sec.or.th/TH

listed companies understand that despite the requirement to disclose the implementation of CG Code in the form 56-1, such requirement is merely to assist the board of directors to apply CG Code

trust auditors will help investors monitor movements of trust unitholding and understand the overall status of insiders’ interests. SEC therefore requires directors and executive of trust managers and

operators in the capital markets who plan to apply fintech must comply as follows: (1)    Set a policy on fintech application at board or executives level; (2)    Have personnel understand the basic

follows: (1)      Implement a policy on fintech application at board or executives level ; (2)      Have persons understand the basic principles of technology usage;(3)      Allow fund managers or