entering into any transaction; (e) risk tolerance. Clause 32 For the purpose of knowing a client , an intermediary shall consider received information as prescribed in Clause 31 in order to identify the real
entering into any transaction; (e) risk tolerance. Clause 32 For the purpose of knowing a client, an intermediary shall consider received information as prescribed in Clause 31 in order to identify the real
ภายใตความเสี่ยงที่ไมเพิ่มขึ้นมากนักและสอดคลองกับระดับความเสี่ยงที่ยอมรับได (risk tolerance) ของแตละโครงการจัดการ โดยยังคงอยูภายใตหลักการที่สําคัญในการกํากับดูแลเพือ่ คุมครองประโยชนของผูลงทุนได
Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...
Microsoft Word - OrKhorNor5-2549F.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating...
-depth information on each client in order to specifically plan and provide investment consultation on capital market product in line with the risk tolerance and the investment objective of each client
consultation on capital market product in line with the risk tolerance and the investment objective of each client; 9 Amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 70/2561
portfolio in accordance with four levels of customer risk tolerance. Notably, the K-My Funds app was launched to serve as a personal advisor for mutual funds, recommending a customized portfolio that fits