The four persons under the criminal complaint were: (1) {A}, then {X1} Vice President, Vice Executive President, Chief Executive Officer and Managing Director, (2) {B}, then {X1} Executive
information to understand before selecting their investment policy, SEC had then discussed with relevant departments to revise the details of such regulations, in order for the provident fund members to
without his client's orders. Such trading was made in high volumes for several consecutive days, decreasing the number of shares in the said account. {A} then used the client's money to gradually purchase
?s subsequent probe showed reasonable evidence that in 2009 Bee Taechaubol, then IEC director responsible for the company?s operation and asset management, had violated his duties as a company director
public prosecutor then filed the case with the Southern Bangkok Criminal Court where only the charge against Kittipat was accepted.The Southern Bangkok Criminal Court today convicted Kittipat for violating
and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with
), together with Mr. Krittiphat Ittisanyakorn (formerly named Mr. Pattarapob), then acting managing director and executive director, jointly made a fraudulent arrangement for KC to offer the 25 B/E issues at
Mr. Krittiphat Ittisanyakorn (formerly named Mr.Pattarapob ) Between September 22, 2015 and October 27, 2016, Mr. Krittiphat Ittisanyakorn (formerly named Mr. Pattarapob), then acting managing
, then a marketing officer of Zmico Securities Plc., as aider and abettor; (2) ML shares price manipulation scheme during August 2010 include Shine Bunnag and Supichaya Chaimueanvong as accomplice