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SEC opens for public comments on supervision of “Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to investors

with customers’ asset safekeeping. This is to allow the general public to reap standardized services, while business operators are under proper supervision, in the same level with supervision on

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8256

ก.ล.ต. บรรยายหัวข้อ “The Supervision of Infrastructure Fund” ให้แก่บุคลากรในหน่วยงานกำกับดูแลตลาดทุนของกัมพูชา - สปป. ลาว

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดการบรรยายออนไลน์ หัวข้อ “The Supervision of Infrastructure Fund” เพื่อให้ความรู้เกี่ยวกับการกำกับดูแลกองทุนรวมโครงสร้างพื้นฐานของไทย แก่

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9115

The proposed principles for amendment to the Securities and Exchange Act B.E. 2535 (1992) regarding supervision on auditors and audit firms in the capital market

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=651

SEC Thailand’s public hearing on proposed drafts of law amendment to facilitate digital capital market and increase efficiency of capital market supervision.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=723

SEC public hearing on drafted regulations for the supervision of digital asset custodian and the provision of services to customers’ wallets

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=768

SEC Thailand’s public hearing on proposed changes to the regulatory approach on ready-to-use utility tokens and digital asset exchange supervision

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=811

SEC public hearing on proposed regulations related to risk management policy and liquidity risk management tools of mutual funds to protect and maintain investors’ interest

officers of asset management companies to discuss and share views on business development and the board of directors’ roles are responsibilities regarding liquidity risk supervision. Now, the SEC is

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8871

SEC Secretary-General delivers keynote speech on TFPA Wealth Management Forum 2023

Mrs. Pornanong Budsaratragoon, SEC Secretary-General, delivered a keynote speech on "Supervision for Sustainable Growth" at the TFPA Wealth Management Forum 2023: Default & Fraud, organized by the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10468

SEC issues a risk management manual for securities companies and derivatives business operators

been in place, so that the SEC imposition of supervision and enforcement measures will be considered proportionately and appropriately, in favor of such business operators. The risk management manual

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10404

SEC allows asset management companies to make public comments on custodian service for funds they manage

Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8625