Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system

financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was thus unable to gather sufficient evidence for such

is effective by following standardized guidelines.On October 27th, 2022, the SEC conducted a public hearing to gather comments and suggestions on the proposed principle to the regulations governing

progress of the current situations and the Fund’s operating strategies and make further inquiries with the management company to gather comprehensive and adequate information for making investment

and exercise their voting right to protect their own interest as well as seek clarification from the company’s executives to gather complete information for decision making. In any case, due to the

’ equity falls below zero. In case of any irregular trading activity, SET is the frontline inspector and, if it is considered a liable offense, will gather information for SEC to conduct in-depth inspection

thus unable to gather sufficient evidence for such transactions.  In this regard, the SEC required AIE clarify the issues to the SEC and publicly disclose the information by May 12, 2015.In addition, AIE

the same period of the year earlier and has gross profit margin of 31.89%. because the company has improved the structure within the organization. The company has administrative expenses of THB 3.56

the 20-year National Strategy amid the changing ecosystem.”  According to the new corporate structure, there are two additional work divisions, namely (1) Digital Transformation and Internal

the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls