Facebook page "Gold Insight Framework TH" : Unlicensed securities and derivatives business (Disclosure Date : 23/04/2026)
The Securities and Exchange Commission (SEC), represented by Mrs. Wajee Jiratanachit, Director of the Organization Transformation Department, participated as a panelist in the session “EA in Action
knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by
The proposed amendments aim to streamline and simplify mutual fund disclosure which currently requires numerous details and, in some parts, repetitive information is disclosed in other documents that asset management companies are already required to prepare and disclose to the unitholders. In drafting the regulations, the SEC took into account the feedbacks received from the business operators during the public hearing on the proposed amendments to the regulations and the concerns raised by ass...
Commission, Thailand have signed a Memorandum of Understanding ("MOU") to establish the ASEAN CIS Framework for cross-border offering of collective investment schemes ("CIS").? The ASEAN CIS Framework is one
investor protection.In addition, the SEC proposes to amend the regulatory framework to enhance the clarity and consistency of disclosure requirements for sustainability-related debt instruments across all
regulatory framework, with key elements as follows: 1. Regulatory requirements to support the issuance and offering of debt instruments with proceeds earmarked for promoting transition, comprising two types
The SEC Board, at the meeting on 7 May 2026, resolved to approve the revision of the NC requirements for digital asset business operators to support local activities in trading and the custody of customers’ assets (local activities), as well as the NC requirements applicable to securities and derivatives business operators. The revisions aim to foster a domestic ecosystem that facilitates linkages among such business operators; to reduce reliance on foreign service providers under stricte...