standards, strengthen the credibility of the Thai digital asset market, and increase the overall competitiveness of the Thai digital asset ecosystem.The consultation paper is available on the SEC website at
and effective, and strengthen investor confidence in the Thai capital market for the benefit of the country’s overall economy. The proposed principles include: (1) Prescribing duties for investors
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to apply for an applicable license with SEC. In this regard, SEC adopts the regulations on busin...
rights respect as well as the IOD’s vision to help strengthen efficiency of corporate board performance. Having female representation in the corporate boards will bring about diversity at board level
launch of the new set of Principles by OECD at this Asian Roundtable in Bangkok. Capital market regulators in Asia have continuously placed importance on the implementation of OECD Principles to reinforce
of internal auditors, financial advisors, and company secretaries to reinforce mechanisms for preventing and detecting inappropriate conduct in the capital market. (4) Supportive Ecosystem: Examples
products and services, as well as enhancing capital market infrastructure. The discussions aimed to reinforce cooperation between the SEC and the AIMC in driving the fund management industry and was held at
active asset managers to strengthen corporate governance, transparency, and sustainable business practices among listed companies; enhancing portfolio management efficiency of mutual funds and provident
Issues and Challenges” under the Strengthening Corporate Governance of Listed Companies Initiative. The seminar aimed to reinforce the role of financial advisors as gatekeepers in preparing companies for