prescribed thereunder by SEC Board, CMSB or SEC Office; or (2) Rules that get insignificant revision while maintaining the original essence such as reclassification of subject matter or correcting
related to the product. In essence, the public consultation is on the proposed qualifications of cryptocurrency investors and the proposed requirement for a knowledge test before services on digital
year within the specified period. In essence, the proposed amendment would allow the annual fee to be calculated based on the shareholders’ equity presented in the latest financial statements submitted
companies while maintaining audit quality in line with international standards. The essence of the proposed amendment covers the following matters: (1) To reduce the overall audit performance period to be
the regulations related to inbound and outbound fund offerings to cover cross-border offerings of funds under the HK-TH MRF scheme as well. In essence, a mutual fund approved for establishment and
to discuss the matter with business operators. In essence, the regulations on the establishment of high yield bonds and an appropriate investor protection mechanism include the following criteria
analysts and fund managers can apply to their work. ESG, in essence, is a mechanism for developing a sustainable capital market. CFA Institute, the global association of investment professionals, invited
which are divided into six parts. The summaries of the essence are as follows: (1) amends the definition of “Securities” in Section 4 to cover other investment products that have substance like
SLC shares and gained the illegal profit at the expense of general public. Thai, in particular, aided or abetted the group by gathering and providing related information which is essence to the
. In essence, the governing regulations specify that: (1) The fund must be a closed-end fund with no less than 2 billion baht registered capital; (2) The fund may invest directly in the assets of