Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD), and (7) providing suitability test for retail investors. The SEC also seeks public comments on shelf filing whereby a series of fundraising
institution established under specific laws, who seeks to be registered with the Office as a qualified fund supervisor shall; (1) Maintain capital adequacy and capital reserves as specified by the rules of laws
seeks to be registered with the Office as a qualified fund supervisor shall; (1) Maintain capital adequacy and capital reserves as specified by the rules of laws governing the business operation of such
Board seeks Finance Minister’s revocation of digital asset exchange license of Huobi or DSDAQ (Thailand) Co., Ltd. The SEC’s inspection on the operation of Huobi as a digital asset exchange operator
://bx.in.th/.While https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7648 SEC Board seeks Finance Minister’s revocation of digital asset exchange license of Huobi or DSDAQ (Thailand) Co., Ltd. The SEC’s
stopped after 30 September 2019. Details are available at https://bx.in.th/.While https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7648 SEC Board seeks Finance Minister’s revocation of digital asset