loss due to price volatility, cybersecurity risk, risk on personal data leakage, and exploitation as a money laundering tool.  The SEC Board has therefore considered exercising authority within the scope

Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 41/2553 Re: Granting of Approval of Financial Advisors and Their Scope of Work (No. 2) dated 6 October 2010 (effective on 16

marketing management (The Agreement of Advisory for Sales and Marketing Management starting from 1 March 2017 to 29 February 2020), due to more scope of work. It will be effective on 1 June 2019 to the expiry

the Government Gazette and have become effective since 16 April 2024. ____________________Remark: * The five notifications specifying the amended regulations are:   (1) Notification of the Capital

) preparation of the service agreement in respect of, for example, scope of conditions of service provision, customer’s rights, source of investment strategy; 3) availability of the appropriate personnel to

regulator of the recognized ACMF member will be exempted knowledge test on products and rules and regulations in the host country and subject to the specified scope of supervision, such as performance of

application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or

and inventory register in most of the items while the company could not provide clear explanation about cause of such discrepancy. Chanunkorn, however, did not expand his audit scope, assess possible

Type of securities : Common share | Effective Date : 10/06/2023 | Close Selling Date : 16/08/2023

Type of securities : Common share | Effective Date : 02/02/2004 | Close Selling Date : 04/03/2004