with relevant laws and regulations. **Details of sanctions are as follows:1. Suspended {A} from his duty as the approved securities investment consultant for 3 months, effective from July 3, 2015. 2
Section296, Section 296/2, as well as civil sanctions under Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on both offenders as
civil sanctions under Section 317/4 and Section 317/5 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 5) B.E. 2559 (2016). The Civil Sanction
Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with Section 83 of the Penal Code, subject to the penalties under Section 296, Section 296/1 and Section 296/2 and civil sanctions under
amended by the SEA No. 5 in 2016. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions* on those four offenders, comprising civil penalties, compensations in the amount equal
Section 91 of the Penal Code, as the case may be, subject to the liabilities under Section 296, Section 296/1 and Section 296/2 and civil sanctions under Section 317/4 and Section 317/5 of the SEA. The
Penal Code.The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those 12 offenders, as summarized below: (1) The offenders are required to pay civil penalties
Section 83 of the Criminal Code, subject to the penalties under Section 296 and Section 296/2, and the civil sanctions under Section 317/4 and Section 317/5, of the SEA. The Civil Sanction Committee (CSC
, Section 296/1 and Section 296/2, and civil sanctions under Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the six
Paragraph 1 of Section 296 and Section 296/2 of the SEA, as amended by the SEA No. 5 in 2016. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those three offenders, comprising