Bangkok, January 7, 2015 ? The SEC revoked an approval of {A}, a securities investment consultant of KKTRADE Securities Company Limited Ltd.The SEC learned of {A} case from an investigation report
Businesses, dated 3 July 2018) is to be revoked; 2) DA operators are to be required to seek approval from their CEO* before launching any advertisement. Additionally, DA operator’s Compliance
linked to law relating to trade associations. In substitution for the revoked provisions, new provisions will be proposed to accommodate the formation and operation of SROs as well as organizations of
Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February
; - a civil monetary penalty of 1,729,375.00 Baht By virtue of the notification No. Thor Lor Tor 8/2557, the SEC Office has revoked the approval of property fund manager granted to Mr. Yinganan
WATTANAPAT HOSPITAL TRANG PUBLIC COMPANY LIMITED (WPH) Mrs. AMARA LEELAWAT Reporter Common Share 30/05/2022 2,200,000 Revoked by Reporter 3.28 Transfer Link WATTANAPAT HOSPITAL TRANG PUBLIC COMPANY LIMITED
approval from the SEC Office as a result of registration with the Institute of Appraisal Profession which the SEC Office has cancelled later on the recognition under the second paragraph, still remain
Bangkok, April 22, 2013 - The SEC barred {A}, a former employee of Siam City Securities Co., Ltd., from holding any securities company management positions as well as revoked her investment
Bangkok, October 6, 2014 ? The SEC revoked approval of 2 securities investment consultants for ten years; Thanjira Phonwattanakul (formerly named Natthareeya Kulpakawa), a consultant of Tisco Asset