with international standards.Accordingly, the SEC has reviewed and proposed revisions to the licensing framework for derivatives businesses, with the following key points:          (1) Revising the

September 2024. The rectifications cover the followings:    (1) Revising the account opening and KYC system, assessing the suitability of clients’ investments in digital assets, and reviewing and updating

the duties of various parties involved with any particular bond, including bondholder representatives and bond registrars. This joint proposal for revising the Terms and Conditions builds on the

, with the key points as follows:   (1) Revising the qualification requirements imposed on applicants for listing on SET and the mai (Market for Alternative Investment) whereby the criteria for considering

of securities to prevent excessive burdens on debt issuers;    (3)  Revising regulations to be clearer, concise and easy to understand.  The consultation paper is available at https://www.sec.or.th/TH

proposed granting corporate income tax exemptions to “mutual funds” whose units are subscribed solely by provident funds. In light of this approach, SEC is revising the regulations on establishing mutual

SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its

must be under appropriate supervision.SEC is revising the regulations regarding supervision of outsourced companies, no matter how many outsourced companies are involved in an operation, for them to

derivatives and structured notes. The revisions include expanding underlying assets of derivatives and SN to cover all investible assets as well as revising SN definition and underlying assets in the category

The SEC has considered revising the regulatory framework for mutual funds to facilitate faster sale and redemption of Tokenized Fund units, as well as amending other related regulations to