with the following scopes: (1) studying, researching and assembling information relating to economic and financial situation of foreign countries; (2) being liaison between its clients or foreign
in accordance with the following scopes: (1) studying, researching and assembling information relating to economic and financial situation of foreign countries; (2) being liaison between its clients or
--------------------------------------- Clause 5. Derivatives broker shall set organization structure, policies and scopes of duties and responsibilities including business operation of working units related to undertake derivatives brokerage
set organization structure, policies and scopes of duties and responsibilities including business operation of working units related to undertake derivatives brokerage business to demonstrate the
Operational Control ---------------------------- Clause 6 The derivatives broker shall set up its organizational structure, and formulate its policies, scopes of authority, duties, and responsibilities, as well
Control ---------------------------- Clause 6 The derivatives broker shall set up its organizational structure, and formulate its policies, scopes of authority, duties, and responsibilities, as well as the
Notification by the intermediary . In this regard, the SEC Office shall determine such period according to the following scopes: (a) in case of urgent matter which substantially affect the intermediary