for case proceedings. SEC Act S.90 and Section 16 of DV Act Criminal Complaint Filed with an Inquiry Official Dated 05/09/2018

), may be subject to legal proceedings and penalties of fine and imprisonment. In case of liable offenses under other laws, SEC will cooperate with relevant agencies for further proceedings

order to execute enforcement and may also file a criminal complaint with the inquiry official for further criminal proceedings in case of refusal to pay a civil penalty.   In any case, more severe

protection mandate, education is an SEC’s crucial tool. “This seminar on class action legal proceedings will enhance knowledge of investors and interested parties about steps and procedures of the lawsuit

securities issuing companies and listed companies throughout the duration of the legal proceedings, starting from the SEC’s filing date of the criminal complaint with the DSI.***In any case, after filing a

. Concurrently, the SEC has also reported these legal proceedings above to the AMLO for consideration of further action because such offenses are unfair activities related to securities trading, which

the 11 individuals with the ECD for consideration of further legal action. Concurrently, the SEC has also reported these legal proceedings above to the AMLO for consideration of further action

and legal proceedings.    In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before

have refused to comply with the civil sanctions imposed by the CSC. It is thus considered that they have refused to end the cases according to the SEC proceedings.  The SEC has therefore submitted a

always exercised its duties and authority strictly, covering both criminal proceedings and civil sanctions. The public can rest assured that the SEC exercises utmost discretion to enforce the law strictly