also been updated to align with those applicable to other digital asset businesses that hold client assets; * (2) Revision to the Risk Charge Requirements for Digital Tokens without Custody Risk
conversion price. The said instruments will be permissible for investment of mutual funds, except money market funds, under certain investment limit. The relevant regulations are expected to become effective
any person as a co-advertising producer, such person must be subject to supervision to comply with the relevant rules. On sales promotions, it must not persuade or urge investors to make investment
and a minimum of 10 million baht in paid-up capital will also be applicable. Meanwhile, annual license fee will be lowered for the all Type D licenses brokering at least 3 types of the investment unit
integration will also offer a one-stop trading venue for investors, and thus enhance our futures market's competitive edge in the international arena. In this regard, the SEC has collaborated with relevant
integration will also offer a one-stop trading venue for investors, and thus enhance our futures market?s competitive edge in the international arena. In this regard, the SEC has collaborated with relevant
As part of its review of the definition of major shareholder applicable to derivatives business operators required to obtain approval, the SEC aims to ensure that the definition appropriately
The amendments aim to enhance suitability for the risk profile of the foreign issuer and alignment with the changing contexts and landscape of the bond market. In this regard, five relevant
detailed information relating to the issuing company of the securities and the conditions of securities, including the suitability for investment and the relevant risk exposure. The effectiveness of this