including the following liabilities: (a) subordinated liabilities which is unsecured and is not under the condition permitting the creditor to call for prepayment before the maturity date, only in the portion
) subordinated liabilities which is unsecured and is not under the condition permitting the creditor to call for prepayment before the maturity date, only in the portion of liabilities not exceeding the
. or FC.) - a photocopy of license or notification issued by such organization or agency permitting the applicant to operate the derivatives business in the category applied for registration. 2.2
covenants may include a. provision requiring the maintenance of properties; b. provision permitting or restricting the withdrawal of cash deposited as a basis for the issuance of additional securities; and c
imposing specified period thereof, the period for each considered case shall not exceed 10 years; (2) permitting the person to resume performing duties of personnel in the capital market business in the
quarter last year, BFS Ground was reduced number of flight serviced 84 per cent from the 2nd quarter last year, despite the fact that the notification on the conditions for permitting aircrafts to fly over
exceed 10 years; (2) permitting the person to resume performing duties of personnel in the capital market business in the previous position without the requirement to submit an application for approval, in
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...