from December 31, 2011. Details of the sanctions are as follows: Ten-year revocations: 1. Aunyapat Aroonjarhuspong (formerly named Nathaphan Jaiudom), an investor contact of KGI Securities (Thailand
Notification of the Capital Market Supervisory Board Translated Version as of ………………… Readers should be aware that only the original Thai text has legal force and that this English translation is
(SEA). The SEC will later work on details of regulations.2. LBDU licensees that submit orders for investment unit trading through members of the Stock Exchange of Thailand (SET) must comply with net
results for the 2nd quarter of 2019 which has variance of over 20 percent comparing to the same period of the previous year. The relevant details are as follows:- “Net earned premium” and “Commission and
. Board Resolution Date 9th November 2018 Transaction Type Selling old machinery Transaction Details Subsidiary company (River Kwai Co., Ltd) by the resolution of the board of director’s meeting approved to
statements for third quarter of year 2019 ended September 30,2019. The details are as follows: 1. In the 3rd quarter of year 2019, revenues from sales was at 393.44 million Baht, or a decrease of 17.41% from
information on the e-wallet used for safeguarding clients’ assets and details of transfer or withdrawal transactions of digital assets. However, Zipmex and Akalarp did not comply with the Competent Officer’s
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
website beforehand. Currently, only digital asset business operators who have been operating since before 14 May 2018 and apply for licenses within 14 August 2018 are allowed to continue their business
public prosecutor then filed the case with the Southern Bangkok Criminal Court where only the charge against Kittipat was accepted.The Southern Bangkok Criminal Court today convicted Kittipat for violating