Earlier, {X1} had under recorded its liabilities for short-term bills of exchange (B/E) in the annual financial statements for the financial year 2015. The SEC then reviewed the work of {X1}’s auditor and found audit deficiencies related to the issuance of B/E. The deficiencies resulted in {A}’s failure to detect the incomplete record of the B/E in the annual financial statements.The SEC has therefore suspended the approval for {A} as a capital market auditor for six months, starting from 19 Jan...
comply with international standards and be recognized in the global community. Also, the capital market is a key driver of the national financial system. The FSAP involved two main separate assessment
regulations, the internationally-accepted standards will be applied to the regulatory impact assessment (RIA) to ensure that problems will be solved effectively and only necessary regulations will be issued. In
, the ACMF meeting has launched the ASEAN Social Bond Standards and the ASEAN Sustainability Bond Standards. Such standards follow the ASEAN Green Bond Standards launched in November 2017 and has been
capital market work with audit firms having quality assurance systems in compliance with professional standards. The regulation was issued to ensure that reliability of listed companies? financial reports
Disclosure Standards and thus enabled to file a single set of disclosure documents with several regulators. The filing must be prepared in Thai and English without different information in materiality and
provident funds in response to market development while widening investment asset varieties and in line with international standards. Key proposed changes include introduction of more principle-based eligible
. The SEC therefore reviewed Ms. Sulalit’s audit work performed for Renaissance FMC and found that she had seriously failed to comply with auditing standards. The deficiencies included: Failure
” ในงาน “Board & CEO Dialogue – Turning ISSB Standards into Strategic Resilience.” ซึ่งจัดโดย 4 องค์กรพันธมิตร ได้แก่ ก.ล.ต. ตลาดหลักทรัพย์แห่งประเทศไทย สมาคมบริษัทจดทะเบียนไทย และสภาวิชาชีพบัญชี ใน
Capital Market” at the “Board & CEO Dialogue – Turning ISSB Standards into Strategic Resilience” forum. The event was jointly organized by four partner organizations: the SEC; the Stock Exchange of Thailand