opening including client identification, beneficial owner and controlling person. In this regard, the securities company shall consider the ability to pay debt of the client before opening the account. In

the application document for an account opening including client identification, beneficial owner and controlling person. In this regard, the securities company shall consider the ability to pay debt of

document for an account opening including client identification, beneficial owner and controlling person. In this regard, the securities company shall consider the ability to pay debt of the client before

Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market. 2. I will closely monitor the applicant to perform an audit work in giving opinions on financial statements with

medium-sized securities that lack sufficient trading liquidity. These regulations will enhance market stability, benefiting the entire capital market. The SEC and the SET will collaborate to monitor the

17 April 2024 to get updates on the situation and operational directions of the Fund, inquire about relevant information and closely monitor the Fund’s financial liquidity. This is because it could

amendments for property funds include repealing the rules related to the fund establishment, requiring a work system to monitor unitholding to ensure compliance with rules on limitations of unitholding

To ensure that asset management companies primarily manage funds for the investors’ benefits,  SEC has revised the regulations in order to control and monitor mutual fund management by requiring

Identification And Beneficial Ownership For The Securities Industry และ Anti-Money Laundering Guidance for Collective Investment Schemes จึงขอเปิดโอกาสให้บริษัทหลักทรัพย์และผู้ประกอบธุรกิจ http://law.sec.or.th

) development of the Financial Competency Framework for Educational Purpose to be adopted as a guideline for appropriate teaching and learning management at each education level, (2) identification of a set of