amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target

://www.kasikornsecurities.com KTX KRUNGTHAI XSPRING SECURITIES CO.,LTD. http://www.krungthaixspring.com LGT LGT SECURITIES (THAILAND) CO.,LTD. https://www.lgt.com/asia/en/ MERCHANT MERCHANT PARTNERS SECURITIES PUBLIC CO.,LTD

. บล. ฟิลลิป (ประเทศไทย) http://www.poems.in.th/index.aspx MST บมจ. บล. เมย์แบงก์ (ประเทศไทย) http://www.maybank-ke.co.th MERCHANT บมจ. บล. เมอร์ชั่น พาร์ทเนอร์ http://www.merchant.co.th MACQ บล. แมคควอ

://www.maybank-ke.co.th MERCHANT บมจ. บล. เมอร์ชั่น พาร์ทเนอร์ http://www.merchant.co.th MACQ บล. แมคควอรี (ประเทศไทย) จำกัด https://www.macquarie.com/th/en.html UBS บล. ยูบีเอส (ประเทศไทย) จำกัด http

involved in the FOCUS and IFEC trading, and Adirek Umbangtalad, investor contact (marketing officer) at and Merchant Partner Securities Public Company Limited, who was involved in RCI trading, for allegedly

differed from what was discussed with the SEC or existed during a different timeframe from the time when the SEC considered the matter. Such use is considered to be for wrong purposes. Therefore, the SEC

system. Different working teams are assigned to work remotely to mitigate operational risk and ensure that the operations and the services to the public will continue without interruption,” said Ms

Disclosure Standards and thus enabled to file a single set of disclosure documents with several regulators. The filing must be prepared in Thai and English without different information in materiality and

statements, certain information appeared in the interview was different from that disclosed in the registration statement (filing form). The differences include the information on gross profit indicated at 10

information and forward-looking statements were different from the information disclosed in the registration statement, the SEC today has received Mr. Sompoch?s confirmation that the information disclosed in