PHILLIP Securities (Thailand) Public Company Limited Between August 27, 2019 and December 26, 2023, PHILLIP Securities (Thailand) Public Company Limited, a private fund management company, the

Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC

Pico (Thailand) Public Company Limited Pico (Thailand) Public Company Limited (“PICO”) had duties to prepare and submit the Interim Management Discussion and Analysis (“MD&A”) for Q1 year 2024

Management Discussion and Analysis (MD&A) for Q1 year 2024 through the transmission system of the SEC office within the period specified in the notification of the Capital Market Supervisory Board resulted

Mr. Niran Chourkittisopon On 19 March 2020, Mr. Niran Chourkittisopon, a CEO, chairman of risk management committee, director and managing director of Home Pottery public company limited (HPT), has

MILLCON STEEL PUBLIC COMPANY LIMITED MILLCON STEEL PUBLIC COMPANY LIMITED (“MILL”), a listed company, had duties to prepare and submit an interim management discussion and analysis for the year 2023

interim management discussion and analysis for the year 2023 through the transmission system of the Stock Exchange of Thailand within the period specified by the Capital Market Supervisory Board, due to his

CL Fund Management Limited Between August 31, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia

CL Fund Management Limited Between August 10, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia

rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failed to implement an adequate system to ensure the accurate and complete management and