) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets . At least, there shall be a separation of personnel responsible for
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing
e-service Online Submission See canceled document Business Operation Rules >> Segregation of Finance and Securities Business & Merger (Section 90) Type Title Section See Document Status Notified
หรือกลไกที่แยกสินทรัพย์ดิจิทัลของลูกค้าออกจากของผู้ออกให้ชัดเจน (segregation) รวมถึงห้ามนำสินทรัพย์ดิจิทัลของลูกค้าที่ฝากไว้ไปหาประโยชน์ต่อก.ล.ต. จึงเปิดรับฟังความคิดเห็นการทบทวนหลักการกำกับดูแล DA
tanyanan@sec.or.th pornpong@sec.or.th chanthamon@sec.or.th and parnward@sec.or.th. The public hearing ends on 5 June 2026. Notes:* Side pocket refers to the segregation of assets in cases where a debt
corresponding period of the previous year, derived from recording interest income separately from revenue from sales (financing component separation) at the amount of Baht 7.83 million and then gradually
consecutive months; (5) fundraising is more flexible by cancelling separation of offering limit to retail investors and non-retail investors. In addition, SEC will amend the details in the crowdfunding