Facebook page "201's" impersonates "MTS Gold Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 02/09/2024)

TikTok account “sawakami.th_s” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 24/10/2024)

Line "Kanokwan S.", "Profit Pulse 59" and "Community of Charts" : Unlicensed securities and derivatives business (Disclosure Date : 03/02/2026)

Facebook “BM TECH โปรแกรมเทรดหุ้นมือใหม่” “Financia syrus securities” (ตัวอักษร s ใช้ตัวพิมพ์เล็ก) : Unlicensed securities and derivatives business (Disclosure Date : 25/11/2021)

Facebook “BM TECH โปรแกรมเทรดหุ้นมือใหม่” “Financia syrus securities” (ตัวอักษร s ใช้ตัวพิมพ์เล็ก) : Unlicensed securities and derivatives business (Disclosure Date : 25/11/2021)

series of bonds, the SEC has provided a bond information center on the SEC website www.sec.or.th to facilitate investor’s access to related information and instructed bondholder representatives to

profits from the order.   SEC views that {A}’s act did not comply with the investor’s order and was deemed failure to perform duties with responsibility and deliberation as a professional**. SEC has

investment scheme, securities company shall proceed to examine investor’s qualifications at least as follows: (1) arranging investor to self-declare identity; (2) requesting information and documents

of the SEC Notification No. Kor Jor. 39/2021; or           (2) The underlying investor’s financial position must be equivalent to that of an Ultra High Net Worth Investor or a High Net Worth

of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise