Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also appoint custodians which approved by SEC to protect investors’ assets.However, SEC intends to revise the regulations by allowing private fund operators with custodian services to protect investors’ assets and strict supervision on asset separation. The private fund operators can self-custody for it...
As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th December 2020. In the following year, the SEC revised the disclosure rules by requiring listed companies to disclose information on their environmental, social and governance actions, including climate-related risk information, to investors and stakeholders via the 56-1 One Report. The SEC has published the...
A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets, gain a better understanding of risks related to digital assets, build a self-protection mechanism, and keep abreast of frauds and scams on digital asset investments. The learning materials are designed by digital asset experts and presented via various e-learning media channels. The Academy is a source of fundamental knowledge for newcomer inv...
Waratchya Srimachand, SEC Deputy Secretary-General, stated “The SEC aims to support investors in achieving financial well-being, enhancing their knowledge and understanding, and providing easy access to investment-related information. To fulfill this mission, the SEC developed the "Mutual Funds Insight" microsite to serve as a center of knowledge, services, and tools related to mutual fund planning and investment. In this regard, the SEC welcomes investors and related parties to utilize i...
Bangkok, 17 March 2017 ? The SEC has launched the Corporate Governance Code 2017 (CG Code) as a guideline for boards of directors of listed companies in performing their duties and leadership role to create business growth and sustainable value.While the corporate governance practices adopted by Thai listed companies have undergone continuous developments with the focus on building investor confidence, as an essencial factor in business operation, listed companies are forced to face more challen...
Facebook page ?OKJ launches trading? impersonates ?Pluk Phak Praw Rak Mae Plc.? : Unlicensed securities and derivatives business (Disclosure Date : 19/12/2024)
Facebook page ?OKJ launches trading?impersonates ?Pluk Phak Praw Rak Mae Plc.? : Unlicensed securities and derivatives business (Disclosure Date : 19/12/2024)
The SEC has developed the web page “IPO Fact Figure” on the SEC website, which can be viewed at www.sec.or.th/IPOFactFigure, and has it officially launched on 25 December to facilitate investor access to the comparable, statistical information for their investment decision making.The web page “IPO Fact Figure” is especially designed to serve investor needs for IPO share statistical information, consisting of the following: 1. Statistical information of IPO shares, e.g., the first trading day, fi...