on suspicious unlicensed activities indicating that the aforesaid operators engaged in the business of managing funds for others or holding themselves out as derivatives fund manager and private fund

indicating the customer's confirmation that he or she was the person sending the securities trading orders must also be included."      

indicating the client allowed {B} to make securities trading decisions on the client's behalf. In addition, OSK Securities probe further into the case and found that {C} failed to record several securities

PT Millennium Penata Futures, and Kasemsak Sirisrisornchai, a director of J.R.A. Business Center Ltd.  This follows complaints indicating that the aforesaid firms represented themselves to the general

based on reasonable evidence indicating that the said persons  agreed or conspired with former executives of a securities company in using their own trading accounts or other persons? to manipulate the

between the unitholders and the management company shall not contain: (a) any term indicating that the infrastructure mutual fund has the right to recall the returning capital or benefits rightfully

derivatives on behalf of a client for over 3 years and he admitted to the misconduct.For {E}, the case was lodged by client of Globlex Securities Co., Ltd. indicating that {E} had made unauthorized derivatives

increased from the second period of the year 2017 due to the current liabilities decreased.  The Debt to Equity Ratio is equal to 0.11:1 times, indicating normal criteria and no significant difference from

compliance indicating the applicable standard for its debt securities issuance. 2. Additional disclosure in the Registration Statement: The minimum disclosure must comply with the ICMA’s standard. More details

and Debt to Equity ratio equal to 0.12:1 times, about the same as those of the same period of the previous year which were 7.76:1 and 0.10:1 times, respectively, indicating that the Company still stable