Bangkok, November 24, 2011 ? The Settlement Committee has imposed fines on Annop Limprasert and Kamthorn Prueksrisakorn for manipulating the share price of RS Plc. (RS) at the total amount of 1 million baht. Following the Stock Exchange of Thailand (SET)'s report on the irregular trading of RS shares due to a particular group of people, the SEC probed into the case and found that during November 13-16, 2007, Annop connived or agreed with Kamthorn to trade RS shares in a manner that inflated a...
Bangkok, November 24, 2011 ? The Settlement Committee has imposed fines on Annop Limprasert and Kamthorn Prueksrisakorn for manipulating the share price of RS Plc. (RS) at the total amount of 1 million baht. Following the Stock Exchange of Thailand (SET)?s report on the irregular trading of RS shares due to a particular group of people, the SEC probed into the case and found that during November 13-16, 2007, Annop connived or agreed with Kamthorn to trade RS shares in a manner that inflated a...
Bangkok, November 27, 2013 - The SEC revealed that the Settlement Committee imposed a total fine of 10,488,534.01 baht on {A} for using inside information to purchase {X1} Plc. shares; as well as {B} and {C} for aiding and abetting {A}'s wrongdoing.With the referral from the Stock Exchange of Thailand (SET), the SEC probed into the case and found that during November 16 - December 7, 2010, {A}, then a {X1} director, had purchased 1,030,000 {X1} shares through trading accounts of {B} and {C} in t...
Following a referral from the Stock Exchange of Thailand (SET) in December 2021 and the SEC’s further investigation, it was found that the two offenders, namely (1) Mr. Suthee Siripornpitak, and (2) Mr. Peeranut Siripornpitak, who is Mr. Suthee Siripornpitak’s son, jointly committed the offense of manipulating the RPC share price during the afternoon trading sessions between 18 and 31 August 2021. Their financial and stock transactions were interconnected, while Mr. Suthee was also authorized to...
Following a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, the findings and evidence led to the belief that Mr. Saravoot Somwattana (a person with connection to NVD insiders) committed an offense by purchasing the securities while possessing undisclosed insider information. This information pertained to NVD’s financial performance in the fourth quarter of 2021, which showed a net profit of 496.06 million baht—a significant increase both year-over-...
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of January – March 2017, the nine individuals mentioned above – having business relationships and/or direct personal relationships or connection through related persons – collaborated and sent trading orders of shares of Nation Multimedia Group Public Company Limited (NMG), Electronics Industry Public Company Limited (EIC), and Tong Hua Holding Public...
According to a case referral from the Stock Exchange of Thailand (SET), it was revealed that TRC executives had known or possessed inside information, as expressed in the auditor’s opinion, about TRC 2018 performance which showed a net loss of 2,040.57 million baht due to the accounting of impairment reserve for investment records and other records in relation to a company in which TRC had invested through its subsidiary company. The SEC’s further investigation found that four persons, namely (1...
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of January – February and July-August 2018, the 15 offenders, namely (1) Miss Yuwadee Wachiraprapa, (2) Mrs. Ananya Ruangsakvichit, (3) Mrs.Kingkarn Smitananda, (4) Miss Narumon Mangtab, (5) Beyond Securities Public Company Limited (BYD) or AEC Securities Public Company Limited at the time of the wrongdoings, (6) Mr.Dome Promayorn, (7) Miss Surac...
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during 23 August and 2 November 2018, the 12 offenders, namely (1) Mr. Chanon Wangtal, (2) Miss Anchada Teerapongvisanuporn, (3) Miss Montika Mongkolnavin, (4) Mrs. Patcharavalai Jayapani, (5) Mr. Pichet Permsubhirunya, (6) Miss Titanun Runruengjai, (7) Miss Paranee Mekdumrongsang, (8) Miss Phantipa Netiphat, (9) Mr. Narut Wiwattanakrai, (10) Mr.Tan Vutithum, (11...
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, facts and evidence were found leading to the belief that Worawoot, COL director and the second largest major shareholder at the time, had known the inside information that a subsidiary of Central Retail Corporation Public Company Limited (CRC) was in the process of acquiring all securities of COL at a price higher than the market price at the time, which would create a positive impact...