to ensure that the retail funds are managed based on industry best practices.About the ACMF · The ACMF is a high-level grouping of capital market regulators from all 10 ASEAN jurisdictions
ACMF is a grouping of the region's capital market regulators comprising all ASEAN member countries namely Brunei, Cambodia, Indonesia, Lao PDR, Malaysia, Myanmar, the Philippines, Singapore, Thailand and
grouping, the AARG will work closely together with the audit firms to achieve this target.?Ms Nidaporn Assawateerakiat, Director of the Accounting Supervision Department, SEC (Thailand) said ?High quality
, Thailandwww.sec.or.thTel: +66 2 695-9505Fax: +66 2 695-9705E-mail: tosporn@sec.or.thAbout the AARGThe AARG is an informal grouping formed in 2011 by Malaysia?s Audit Oversight Board (AOB), Singapore?s Accounting and
, Thailandwww.sec.or.thTel: +66 2 695-9505Fax: +66 2 695-9705E-mail: tosporn@sec.or.thAbout the AARGThe AARG is an informal grouping formed in 2011 by Malaysia?s Audit Oversight Board (AOB), Singapore?s Accounting and
regulations under Chapter 4; (5) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (6) provisions of communications and services related to any capital
regulations under Chapter 4; (5) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (6) provisions of communications and services related to any capital
regulations under Chapter 4; (5) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (6) provisions of communications and services related to any capital
proceeds was not in accordance with the objective of the capital increase of the IPO; and the transaction was not in compliance with the liquidity management policy. If the meeting resolves to not confirm
} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was