Mr. Tang Tia Julien Mr. Tang Tia Julien (or Tia Julien Tang) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
Mr. Teh Cheng Huat Mr. Teh Cheng Huat (or Cheng Huat Teh) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
required to be performed. SEC Act S.300 Settlement Committee Meeting No. 10/2017 Settlement Committee Order No. 90/2017 Dated 15/11/2017
which is a duty required to be performed. SEC Act S.300 Settlement Committee Meeting No. 10/2017 Settlement Committee Order No. 90/2017 Dated 15/11/2017
financial statements for Q1/2017 and Q2/2017 within the period specified in the notification resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC
be performed. SEC Act S.300 Settlement Committee Meeting No. 1/2018 Settlement Committee Order No. 2/2018 Dated 30/01/2018
give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 45/2022 Dated 28/02/2022
failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 46/2022 Dated 28/02/2022
or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 5/2022 Settlement Committee Order No. 71/2022