participated in a panel discussion on the topic, “Enhancing a Creative and Safe Digital Economy through the #ThaiPeopleStayInformed Campaign," recapping the SEC’s roles in protecting investors from falling
participated in a panel discussion on the topic, “Enhancing a Creative and Safe Digital Economy through the #ThaiPeopleStayInformed Campaign," recapping the SEC’s roles in protecting investors from falling
Certification of audit firm leader Date……..Month………….Year………… Dear Secretary – General of the Securities and Exchange Commission I, Mr./Mrs./Miss………………………………………………….… (leader’s name), the leader of
an opinion on audit reports; 2.2 being affiliated with an audit firm that has an audit quality control system and the required number of personnel; 2.3 meeting other requirements, e.x., not having
and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
' intellectual property as a mechanism to drive Thailand’s digital and creative economy. In the picture (from left to right):Dr. Peerapat Chokesuwattanaskul, Partner Advisor, VA Partners Co., Ltd. Mrs
educational activities and resources for visitors who had experienced investment scams. It also promoted an engaging song titled “Looks Too Good? Don’t Fall for It,” which was created as part of a creative