progresses in the areas of market supervision and development, such as quality enhancement of IPO issuers and listed companies, legal enforcement in various cases, and improved transparency and fairness in
Sukwilai (far right), Director of Civil Case Enforcement Bangkok Office 1, gave a warm reception on this special occasion. In collaboration with this event, the SEC made a charitable donation to the
designated to report various transactions and as an enforcement agency against predicate offenses in the capital market. For cases involving violations of the Securities and Exchange Act, including stock
Leak with the ECD for consideration of further legal proceedings.Following the criminal complaint filed by the SEC, the criminal enforcement process will proceed with investigation by the inquiry
offence under the Anti-Money Laundering Act B.E. 2542 (1999), including its amendments. Filing a criminal complaint by the SEC is only the beginning of the criminal enforcement process. As to whether the
guideline for consideration of any problematic issues which many arise from the enforcement of this Act.
DepartmentMs. Ingarissa Anekpattarajinda, Officer of the Enforcement Department 1
SEC to become a signatory to the EMMoU.The IOSCO EMMoU, built upon the IOSCO MMoU introduced in 2002, was adopted in 2017 to strengthen efficiency in cross-border enforcement cooperation among IOSCO
Supervision Department, to be effective from 16 January 2020; 3. Mrs. Pattanaporn Tripipat, from Director of the Intermediaries Supervision Department to Director of the Enforcement Department 1, to be