branch managers, and (4) enhance efficiency of investor protection by requiring business operators to ensure office branches appropriately accessible to investors, and inform clients sufficiently in
power to supervise the providers of infrastructure services which use digital technology to improve the efficiency of transaction process in the capital market. Therefore, SEC is seeking comments from
คู่มือประชาชน effective Filing
in the Departmental Level State Agency Category. The SEC is committed to leveraging digital technology to continuously enhance services and operational efficiency under the principle of providing
effective by Q4/2014 will be more responsive to current circumstances and the Bank of Thailand oversight while enhancing efficiency of fund raising for private sector by issuance of structured notes.
Bangkok, June 5, 2013 ? The SEC revised rules on outsourcing in securities and derivatives businesses to enhance flexibility and efficiency of business operators. The revised rules will become
facilitate the private sector. The revised rules are expected to become effective soon.With a view to increasing the variety of investment choices, underlying securities for DW will be expanded from the
advisor (FA) while more comprehensive disclosure of information about dilution effect are mandatory. The revised regulations will be effective by this June. SEC Secretary-General Vorapol Socatiyanurak