? former investor contact, {B}, had sent trading orders through the client's account without record and evidence of trading orders. His misconduct caused damage to the client and the firm dismissed him from
. The Court, however, dismissed the charges against Nongluck Sinprasertlert and Adirek Umbangtalad due to lack of evidence. As investor contacts of Kim Eng Securities (Thailand) PLC, Chonburi Branch, and
Bangkok, February 21, 2012 - The Appeal Court overturned the judgment of the Court of First Instance on November 24, 2006 that dismissed Theeratchanon Lapvisutisin, former Managing Director and
) O No (4) Was dismissed, discarded or ejected from work because of misconduct: O Yes (please specify) For example, date of being dismissed, discard or ejected from work …… By company/office
dismissed, discarded or ejected from work because of misconduct: O Yes (please specify) For example, date of being dismissed, discard or ejected from work …… By company/office ……………………………….…….………. Detail of
resulting to the utilization of tax loss carry forwards in subsequent years. On 26 September 2017, the Central Tax Court dismissed the case. However, the company recognized net provision at the amount of Baht
1 Enclosure 2 Information Memorandum on the Disposal of Assets (Schedule 2) of Nation Multimedia Group Public Company Limited (the “Company”) Since Spring 26 Company Limited (formerly known as Bangkok Business Broadcasting Company Limited), a subsidiary in which the Company holds 149,900,002 ordinary shares with a par value of Baht 10 per share, equivalent to 99.9333 percent of total ordinary shares sold and a subsidiary (in which the Company holds ordinary shares equivalent to 99.99 percent), i...
timeframe on a temporary basis. The fact that any supervisor being dismissed as staff or employee of a financial advisor shall not form the grounds for the SEC Office to decline to display his name in nor
from 1 September to 15 December of the year when the approval comes to an end. Division 3 Termination of Approval Clause 18 The approval of personnel in the capital market business shall be terminated
Termination of Approval Clause 18 The approval of personnel in the capital market business shall be terminated upon occurrence of any of the following circumstances: (1) when such persons no longer have the