shall be paid within ten days as from the date the SEC Office notifies the result of preliminary consideration that applicant possesses qualification and does not possess prohibited characteristics: (1
Insurance Company/ Finance Institution Established Under Specific Law Particulars For the SEC Officer □ 1. Supporting documents for consideration under Clause 4 (1) : □ (1) Certificate from the organization
Clause 4 (1): □ (1) Certificate from the organization controlling its business by mean of maintaining capital adequacy and capital reserve as prescribed by related rules. Provided that, after submitting an
is less than one percent of the total amount of the shares sold of that company; (9) being a person not having educational qualification, work experience or other qualification as specified in the
company is less than one percent of the total amount of the shares sold of that company; (9) being a person not having educational qualification, work experience or other qualification as specified in the
association of investment professionals, CFA Institute publishes thought leadership research and provides certificate programs to equip investors and industry practitioners with the best knowledge and tools
prioritizing the assessment of corruption risks within the organization. The SEC was notified of the assessment results and received the Certificate of Recognition on 10 March 2026. “The SEC
master fund to consult the SFC for the issuance of a certificate confirming that the Hong Kong master fund is an MRF- eligible master fund, which meets the eligibility requirements listed in Annex B to the
issuance of a certificate confirming that the Hong Kong master fund is an MRF-eligible master fund, which meets the eligibility requirements listed in Annex B to the SEC Circular (“SFC Eligibility