PE Trust status with the SEC and transfer unit trusts to others in accordance with the investment and condition requirements as prescribed by the Revenue Department. Currently, PE trustees are required
relaxing the requirements, respectively.REITs regulations will be relaxed to allow the commercial banks performing a function of REIT trustees to participate in REITs related businesses, providing that a
=electronic+possession+OR+%22electronic+possession%22+OR+%22elect... ICGN%20Institutional%20Investor%20Responsibilities_2013.pdf Custodians Custodians are responsible for the safekeeping and maintaining of
%20Responsibilities_2013.pdf Custodians Custodians are responsible for the safekeeping and maintaining of records of the collective investment vehicle’s assets, be these in electronic or paper form. In many cases this will
Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> ผู้สอบบัญชี ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลง
services.This is an additional requirement, aside from the Know Your Client (KYC) process, to be imposed on non-residents so that the UBOs will be acknowledged. In the meantime, local custodians of bonds
companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian
companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian
appoint custodians which approved by SEC to protect investors’ assets.However, SEC intends to revise the regulations by allowing private fund operators with custodian services to protect investors
keeping burden of custodians.