available at www.sec.or.th. Stakeholders and interested parties https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6147 The SEC rejects deadline extension for EARTH special audit report and shall inspect
control and risk management system.SEC is therefore conducting a public hearing on the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8074 The SEC rejects deadline extension for EARTH special audit
civil penalty at the total amount of 499.45 million baht. If any of the three offenders refuses to comply with the civil sanction, the SEC will forward the matter for the public attorney to file a lawsuit
offender refuses to give consent to the sanction, the SEC will submit the case in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions
early retirement, the company will negotiate for the return of the compensation payment; and 3. If Kitti does not wish to resume his role as an NCL employee and insists on early retirement and refuses to
sanction. If any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public attorney to file a lawsuit with the Civil Court
consent to comply with the civil sanction. In case any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public
of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public attorney to file a lawsuit with the Civil Court to impose a
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
refuses to give consent to the sanctions, the SEC will submit the case to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which shall not be