. ---------------------- Notification of the Office of the Securities and Exchange Commission Re: Arbitral Process Organized by the Office _____________ With regard to the Office’s providing of the arbitral process under the Derivatives
Office of the Securities and Exchange Commission Re: Arbitral Process Organized by the Office _____________ With regard to the Office’s providing of the arbitral process under the Derivatives Act B.E. 2546
e-service Online Submission See canceled document Securities Brokerage Business >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status
e-service Online Submission See canceled document Securities Underwriter Business >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status
e-service Online Submission See canceled document Securities Dealer Business >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status Notified
e-service Online Submission See canceled document Derivatives Agent >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status Notified Date
e-service Online Submission See canceled document Derivatives Dealer >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status Notified Date
management company shall comply with the following rules: (1) a person to be appointed shall be a person whose name is on the register of persons qualified to be fund manager. In this regard, the management
and evidence as considered appropriate within the time as specified by the Office. If the applicant fails to comply or proceed as being required, the Office shall deem that such applicant does not