that involved a conflict of interest with the bond issuer. Specifically, BBL maintained a shareholding exceeding 5 percent of the issuer’s total voting rights via a company whose directors concurrently

business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities

RICH shares on a continual basis and matched orders within the group to mislead the general public in RICH share trading values and volumes, causing inconsistency with normal market condition. In the

Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology

for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among Zipmex

ประโยชน์ขัดแย้ง (Conflict of Interest) กับผู้ออกหุ้นกู้ กล่าวคือ BBL มีการถือหุ้นในผู้ออกหุ้นกู้ เกินกว่าร้อยละ 5 ของสิทธิออกเสียงทั้งหมดของกิจการของผู้ออกหุ้นกู้ ผ่านบริษัทที่มีกรรมการเป็นบุคคลเดียวกันกับ

on condition that such exempted requirement: (a) is dispensable for providing services to a client ; (b) is inconsistency or inappropriateness with conditions of such intermediary ’s business; (c) is

holds 25% shares in Padaeng Industry Public Company Limited Source of fund for Financial Support Cash from operation Name of Directors with conflict of interest and/or related party Mr. Sadawut Taechaubol

% shares in Country Group Securities Public Company Limited and also holds 25% shares in Padaeng Industry Public Company Limited Source of fund Cash from operation Page 2 of 2 Name of Directors with conflict

Thai language version is the definitive and official document of the Tender Offeror and shall prevail in all respects in the event of any inconsistency with this English language translation.” Amendment