Board No. TorThor/Nor/Khor. 87/2552 Re: Qualifications and Prohibited Characteristics of Directors and Executives of Derivatives Business Operators (Codified) By virtue of Section 18 and the first
characteristics for managing a public company limited under Clause 3 in conjunction with 4(3) of the Notification of the Securities and Exchange Commission No. KorChor. 8/2553 Re: Determination of Untrustworthy
SEC Office within a reasonable period and the report covers some or all of the information including characteristics of report and reason thereof; (f) remedy of damage or any step taken by the wrongdoer
the Company. Therefore, for the purpose of certainty and to prevent the disclosure of uncertain information to the Company’s shareholders and general investors, the Company has not disclosed information
and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees _____________ By virtue of Clause 3(4) of the Notification of the
/executive, I would like to request for inspecting my qualification whether I have any characteristics indicating untrustworthiness as specified in the Notification of the Securities and Exchange Commission No
(Oldest) DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent
characteristics**. The SEC has set the period of the ban for one year, starting from 5 September 2018, during which Mr. Thanawat cannot serve as a director or executive of a securities company or a listed company
: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012; classified as prohibited characteristics of personnel in the