damage to investors. During these transactions, SET, after having found such trading orders, had given warnings to four securities companies that provided trading service to Surin, but SET still found
agencies to more effectively block scam-related channels. The SEC has also expanded cooperation with partner organizations, currently totaling 77 entities, to further disseminate investment scam warnings and
, said: “The SEC is pleased that the contest is well-responded and becomes a success, contributing significantly to a united effort with the public for more extensive risk warnings of fraudulent acts. In
from enticing or pressuring investors into uncareful investment decisions. Moreover, they must not imply guaranteed returns and appropriate warnings about investment risks must be included. In case of
Crypto 101 Courses. Meanwhile, warnings of potential risks are issued regularly to protect digital asset traders who are mostly young people. Importantly, traders should trade cryptocurrency with full
equally stringent regulations as those applied to IPOs; (3) Revising regulations on investor alerts and delisting of the securities in which companies displaying inappropriate behaviors; and (4) Revising
undertaking derivatives business without license. In combating and suppressing against illegitimate businesses, the SEC also alerts investors in this matter and strongly advises them to check whether the
descending order by the probability of occurrence of the risks and significance of their effects; (9) information about administration and management of the mutual fund; (10) warnings about the mutual fund; 1
: Website: Contact person: Email: CIS operator is under the supervision of: Name of local representative: Contact person: Email: Name of local intermediary: Contact person: Email: Warnings: An investor
investors to examine or for submission to the Office upon request. Clause 4. The mutual fund management company shall arrange to have a statement in the summary prospectus under warnings and recommendation