shareholder or a beneficial owner of more than ten percent of the total voting rights of the applicant. For the interest of the provision under Paragraph 1, a “beneficial owner” means the beneficial owner of

Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives Advisor, dated 29 January 2004 shall be repealed. Clause 2. The applicant for registration to be a derivatives

Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives Advisor, dated 29 January 2004 shall be repealed. Clause 2. The applicant for registration to be a derivatives business

listed company. In light of such suspension order, {X1} Securities is still able to operate other businesses under other licenses granted by the SEC.The SEC?s inspection has revealed that {X1} Securities

as follows: 1. Name of the Applicant (In Thai): …................................................................................................................................................. (In

: ..................................................................... (…………………………………………….) Applicant Date: ................................ phanchul Typewriter [Applicant sign here] phanchul Typewriter [Input name of Applicant] phanchul Typewriter [Input date]

such matters as the definition of the related person of the waiver applicant, the inclusion of securities held by concert parties, and the revision of disclosure requirements to provide shareholders with

Mr.Khampol Viratepsuporn Mr. Khampol Viratepsuporn failed to report to the SEC Office the acquisition or disposal of News Network Corporation Public Company Limited (NEWS) shares held by his nominee

Mr. Porameth Rungrongtanin Mr. Porameth Rungrongtanin as a nominee of Mr. Sathit Roongwatanapak filed reports (Form 246-2) to the SEC Office the acquisition or disposal of Asset Bright Public Company

Mr. Krirkrai Tribunyatkul On October 17, 2016 and May 3, 2017 Mr. Krirkrai Tribunyatkul as a nominee of Mr. Pete Bodharamik filed reports (Form 246-2) to the SEC Office the acquisition or disposal