reimbursement of the investigative expenses incurred by the SEC, at the total amount of 6,873,854 baht, and shall be barred from serving as a director or executive for 14 months;           (2) Krit and

January 18, 2012. The SEC therefore revoked their approval and banned {A} to re-entry into the industry for two years while {B} was barred for one year and one month. {C} case was reported by MTS Gold

Association of Thai Securities Companies (ASCO)1. The SEC therefore revoked the approval of Auracha as securities investment consultant and prohibited her re-entry as capital market personnel for 10 years

consultant and prohibited her re-entry as capital market personnel for 10 years, starting from December 22, 2015.  On other cases, Nattapon was found accepting orders to trade securities in a client?s account

amount of 2,469,423 baht, Kittika at the amount of 1,491,649.33 baht, and Thana at the amount of 1,158,316 baht.     (b) The offenders are prohibited from trading securities or derivatives and from serving

any expenses incurred from investigating the offence. He was also barred from serving as a director and executive of securities issuing companies and securities companies for a specific period.*Since

. The SEC therefore filed the criminal complaint against both persons with the DSI for further legal proceeding. Consequently, they are automatically barred from serving as capital market personnel or as

received and a reimbursement of investigative expenses incurred by the SEC, totaling 2,423,419 baht, and shall be barred from serving as director or executive for a period of 12 months;   (2)  Satida shall

10 months, and shall be barred from serving as a director or executive in a securities issuing company or a securities company for 20 months;           (2) Sujeera shall pay a civil penalty, a

investigative expenses incurred by the SEC at the total amount of 6,836,479 baht, and shall be suspended from trading securities or derivatives for 10 months, and shall be barred from serving as a director or