incurred by the SEC in the amounts of 2,097,003 baht, 2,952,653 baht, and 1,005,628 baht, respectively. Each is also prohibited from trading securities or derivatives for a period of 11 months and barred

characteristics of personnel in capital market and executives of securities companies under the relevant Notifications.**For breach of duty, the SEC barred {A} from holding any securities company management

is barred from serving as director or executive in securities issuing companies or securities companies for 14 months.      In all cases, civil sanctions, as imposed by the CSC, will take effect when

expenses. In addition, both POLAR executives have been barred from holding the director position at any issuing or securities company for 10 years each.  Apart from the civil sanction, the SEC is questioning

. Suphanan from his positions as director and executive of IFEC and  barred him from serving as a director or executive in the securities issuing company and another listed company (if any) for two years

equivalent positions in the capital market business;              (2) {A}: his status as an approved investment consultant for Complex Financial Products Type 2 is revoked and he will be barred from working

, 2010. The SEC therefore barred him from serving the duty as securities company executive in the capital market industry for five years, and also suspended him from duty as an approved investment

have untrustworthy characteristics of company director and executive pursuant to the SEC’s relevant notification.* Therefore, he is barred from serving as director and executive of securities issuing

, 2015. During such period, both executives are barred from performing duties as management and advisor to the company or working in any other capacity within the scope of duties of capital market

as capital market personnel for six months each, starting from December 29, 2015. During such period, both executives are barred from performing duties as management and advisor to the company or