SEC Secretary-General Ruenvadee Suwanmongkol stated on 17 September 2019 that SEC had a meeting with ASCO and the senior executives of every securities company and derivative contract business
does not provide such investment policy, investment or seek of benefits must be made under investment policy stated in the fund?s article. If, however, there is no investment policy stated in the fund?s
in auditing and reviewing its 2014 and Q1/2015 financial statements where the auditor expressed qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit
. In February 2025, to enhance business flexibility, the SEC conducted a public hearing on a proposed amendment to the list of eligible cryptocurrencies. The majority of the respondents expressed
The auditor expressed a qualified opinion on NRF’s interim financial statements for the third quarter of 2024 because the auditor was unable to obtain sufficient, appropriate audit evidence
and investors. Mrs. Pornanong expressed confidence that elevating the entire ecosystem, along with collaboration among all sectors, would help strengthen confidence in the capital market. The event
Budsaratragoon, SEC Secretary-General, extended congratulations to the award-winning teams and expressed support for the realization of the participants' innovations. She further encouraged the development of
well-received, many intermediaries have expressed their interest and many of them, which are 106 companies or 81 percent of the total intermediaries, already applied for this project. At the present
establishing a clear timeframe for improved progress of the cooperation program. In this regard , The Management of SEC Thailand also expressed the good will to pay the courtesy visit to His Excellency Mr. Sou
Following the earlier public hearing in late March, where the majority of business providers had expressed their approvals towards the guideline suggested by SEC. Therefore, SEC had then proposed a