for clients. “member of fund investment committee” means a member of a committee which is appointed or assigned by a fund management company to consider and determine the scope of investment of mutual
investment decisions for seeking benefits from derivatives for clients . “ member of fund investment committee ” means a member of a committee which is appointed or assigned by a fund management company to
, Passport Number : Expiry Date : will be appointed by [specify company’s name] , having its principle office located at Tel. as the company’s director/executive, I hereby give my permission to the SEC Office
Bangkok, October 1, 2014 ? The SEC Board appointed Tipsuda Thavaramara, Senior Assistant Secretary-General as a Deputy Secretary-General. The appointment becomes effective as from October 1, 2014
Board has appointed (1) Kaisri Nuengsigkapian as SET governor for another term (2) Yothin Nerngchamnong and (3) Sasitorn Phongsathorn. The three governors serve a term of two years, starting from August
SEC Board has appointed (1) Sompol Kiatphaibool as SET governor for another term and (2) Supak Sivarak. Both governors serve a term of two years, starting from August 15, 2011.
Jitta Wealth Asset Mannagement C Between March 1, 2023 and May 11, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital
assigned by such claimant; “SET” means the Stock Exchange of Thailand; “Office” means the Office of the Securities and Exchange Commission. Chapter I General Provision ________________________ Clause 4. The
private fund custodian; (UNOFFICIAL TRANSLATION) - 2 - (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person assigned by such