appoint custodians which approved by SEC to protect investors’ assets.However, SEC intends to revise the regulations by allowing private fund operators with custodian services to protect investors
. Teetiphun Theppadungporn's directorship. Given such circumstances, the SEC views that an immediate arrangement of a shareholders? meeting to appoint new directors is imperative. The SEC has thus instructed
personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU licensee and derivatives broker appoint at least a compliance officer with specified qualifications.The
Bangkok, October 4, 2011 ? The Cabinet resolves to appoint Mr. Vorapol Socatiyanurak to serve as SEC Secretary-General, effective today. Mr. Vorapol Socatiyanurak, aged 56, graduated with a Bachelor
customer; “Office” means the Office of the Securities and Exchange Commission. Clause 2 . A management company shall appoint a natural person or a juristic person as its representative pursuant to the
Investment Units and Marketing Representatives of Private Funds (No. 2) dated 30 June 2005. Clause 2.34 A management company shall appoint a natural person or a juristic person as its representative pursuant
Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (No. 2) dated 30 June 2005. Clause 2.34 A management company shall appoint a natural person or
) Board governance structure: Requiring DA operators – except DA advisors and the DA operators holding client assets at an amount less than 500 million baht and having less than 10,000 clients – to appoint
the KCM business Other conditions : KCM will appoint 1 representatives to be the directors of the subsidiary company This transaction is not categorized as the Company’s connected transaction; however
19 เมษายน 2539 1 (TRANSLATION) Tor. For. 6 / 2020 May 14, 2020 Subject: (1) Submission of the Financial Statements for Q1/2020 (2) The resolution to appoint the Company’s auditor (3) Management