protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two
License Check banner. Suspicious unlicensed securities business operation can be informed for further investigation at the SEC hotline 1207. Information contained in this news release is as of the
Bangkok, August 7, 2013 ? The SEC will organize four rounds of half-day seminars on ?Revised Rules Governing Preparation of Reports under Section 56 and Annual Registration Statement (Form 56-1)? on August 21, 23, 26 and September 3, 2013. The seminars will start from 9.00 to12.00 hrs. at Professor Sangvien Indaravijaya Conference Room, 3th Floor, the Stock Exchange of Thailand building. This aims to better listed companies? and financial advisors? understanding on the new rules and help them...
court SEC Act (before the fifth amendment) Section 241 Civil Action Dated 24/10/2017
lawsuit to a civil court SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 24/10/2017
83 of the Penal Code and 297 para.2 Civil Action Dated 05/01/2024
with Section 83 of the Penal Code and 297 para.2 Civil Action Dated 05/01/2024
companies for 1 year. SEC Act (before the fifth amendment) Section 241 Civil Action Dated 24/05/2017
executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 and 241 Civil Action Dated 16/06/2017